Certificate in Technical Analysis (CITA). Certificate in Small Business Banking (CSBB). Certificate in Advanced Investment Advice (CAIA). Certificate in Advanced Financial Advice (CAFA). Certificate in Financial Services Advice (CFSA). Canadian Commodity Supervisors Exam (CCSE). Chief Financial Officers Qualifying Examination (CFO). WME Course For Wealth Managers (WME-WM). WME Course For Investment Managers (WME-IM). 
Chief Compliance Officers Qualifying Examination (CCO). WME Course For Financial Planners (WME-FP). Investment Dealer Supervisors Course (IDSC). Partners, Directors and Senior Officers Course (PDO). Investment Management Techniques (IMT®). 
Derivatives Fundamentals and Options Licensing Course (DFOL). Branch Compliance Officer's Course (BCO). Conduct and Practices Handbook Course (CPH®). Retrieved 25 October 2017.FSRA has approved the Personal Financial Planner (PFP®) designation for Financial Planner title use in Ontario. ^ 'Ethical Principles of Psychologists and Code of Conduct'. ^ 'Madrid Declaration on Ethical Standards for Psychiatric Practice'. ^ 'International Federation of Accountants'. Chartered Global Management Accountant (CGMA) Magazine. 'Implementing an effective corporate ethics policy'. ^ Barman, Tanya White, Samantha (June 2014). Archived from the original on 7 September 2018. 'Top Ten Tips for Developing an Effective Code of Conduct'. 'Business Ethics: A European Review Volume 7, Issue 3, July 1998'. Enterprising Investor: Practical analysis for investment professionals. 
'Codes of Ethics: If You Adopt One, Will They Behave?'. ^ 'Morgan Stanley seeks $10.2 million from convicted former trader'.
'The Huge Costs of Being a 'Faithless Servant ''. ' 'Faithless' Ex-Morgan Stanley Fund Manager Ordered to Repay $31m to Former Employer'. Wolters Kluwer Law & Business – via Google Books. Employment Law: Private Ordering and Its Limitations.
0 kommentar(er)
